Large multi-state lenders, community banks and small originators alike can protect your organization, ensure compliance and help make sense of the new licensing/registration requirements with:

  • 35 pages covering most all areas and issues
  • Legal summary
  • Sample forms
  • State Licensing / Federal Registration requirements
  • Accountability and monitoring
  • Primary and continuing education requirements
  • Scheduled Policy Reviews
  • Definitions, applications, and examples
  • Section for Mortgage Call Report with quick guide references
  • Section for NMLS Required Reporting

Publishing Services

Publish your manual, including your company procedures, in AllRegs Online as an upgrade to your complete policy manual solution. Ask us how!

Would you pass a Policy Library Audit?

The experts with the AllRegs Professional Services Teamoffer a complete policy manual review. Our team will help you evaluate your current policies for compliance regulations set in place by federal agencies like the CFPB. You will receive a summary report of gaps and risk assessment in a format that encourages best practices and compliance with new and upcoming industry regulations. Don't wait for your audit, evaluate your policy library today!


The plan features the following benefits:
  • Complete AllRegs' SAFE Act Policy Manual, saving you development time and resources
  • A 35-page plan template is delivered via email within one business day after purchase
  • Formatted in an editable MS Word document
  • Ability to personalize the plan or manual with your company brand by performing a simple find and replace function
  • Customizable by you, with your internal policies and procedures
  • Ability to add, delete and update your plan to suit the business model of your organization
  • Meet your regulatory or internal compliance requirements
  • Affordable one-time purchase fees

Even better, the following sections were improved as part of a recent revision (09/09/2013):

  • Section 1 Introduction
    • Revised regulatory authority
  • Section 5 About the Law
    • Revised test formats and effective dates
  • Section 7 Appendix
    • New State testing requirements for licensure
    • Updated citations for MLO examples from HUD to CFPB

Fees and Fulfillment

  • The AllRegs SAFE Act Policy Manual is available for a one-time fee of $1,000 for the standard manual.
    • For standard policy manuals, agreement to our  License Agreement is required, and the template cannot be shared or sold.
    • After you place your order, you will receive the document via email within one business day.

For more information, call our sales and customer service department at (800) 848-4904 or email sales@allregs.com.

What's Included:

There are 7 sections in the SAFE Act Policy Manual:

  • Introduction
  • Nationwide Mortgage Licensing System (NMLS) and Registry
  • Accountability and Monitoring
  • Staff and Training
  • About the Law
  • Secondary Market Implications
  • Appendix
Download table of contents & sample pages

This manual was authored by the AllRegs Professional Services group. Our staff of industry experts creates training materials, policy manuals, guides, commentary, and other content as a part of our core products. Our expert authors are industry veterans and understand the mortgage business from origination to closing to the secondary market.

Policy Manual

Safe Act